Securities regulation in a nutshell /
Hazen, Thomas Lee, 1947-
Securities regulation in a nutshell / by Thomas Lee Hazen and David L. Ratner. - 9th ed. - St. Paul, MN : Thomson/West, c2006. - 353 p. ; 19 cm. - West nutshell series . - Nutshell series. .
Includes index.
Introduction -- Regulation of public offerings -- Regulation of publicly-held companies -- Antifraud provisions -- Regulation of the securities business -- Regulation of investment companies -- Sanctions for violations -- Civil liabilities -- Extraterritorial application -- State regulation.
9780314172433 (pbk. : alk. paper) 0314172432 (pbk. : alk. paper)
2006287164
Securities--United States.
KF 1440 / R429s 2006
346.730922
Securities regulation in a nutshell / by Thomas Lee Hazen and David L. Ratner. - 9th ed. - St. Paul, MN : Thomson/West, c2006. - 353 p. ; 19 cm. - West nutshell series . - Nutshell series. .
Includes index.
Introduction -- Regulation of public offerings -- Regulation of publicly-held companies -- Antifraud provisions -- Regulation of the securities business -- Regulation of investment companies -- Sanctions for violations -- Civil liabilities -- Extraterritorial application -- State regulation.
9780314172433 (pbk. : alk. paper) 0314172432 (pbk. : alk. paper)
2006287164
Securities--United States.
KF 1440 / R429s 2006
346.730922