Securities regulation / Marc I. Steinberg.
Material type:
TextPublication details: Newark, NJ : LexisNexis, 2004.Edition: 4a edDescription: xxxvii, 1297, 17, 26 p. ; 27 cmISBN: - 0820559989
- 9780820559988
- KF 1438 S819s 2004
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Biblioteca Juan Bosch | Biblioteca Juan Bosch | Ciencias Sociales | Ciencias Sociales (3er. Piso) | KF 1438 S819s 2004 (Browse shelf(Opens below)) | 1 | 1 | Available | 00000072222 |
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| KF 1434.599 S446 2009 SEC Guidelines : Rules and Regulations 2009. | KF 1438 C545s 2010 Securities regulation : statutory supplement. Edition 2010 / | KF 1438 S446 2007 Securities regulation : keyed to courses using Coffee, Seligman, and Sale's Securities regulation. | KF 1438 S819s 2004 Securities regulation / | KF 1439 C674s 2009 Securities regulation : cases and materials / | KF 1439 C877s 2009 Securities regulation : cases and materials / | KF 1440 P179s 2002 Securities regulation : examples and explanations / |
Includes bibliographical references and index.
An introduction to securities regulation -- Definition of a "security" -- Primary issuer transactional exemptions from registration -- The registration process -- Disclosure, materiality and Sarbanes-Oxley -- Resales and reorganizations -- The concept of due diligence and its ramifications -- Section 10(b) and related issues -- Alternative provisions -- Secondary liability -- Issuer affirmative disclosure obligations -- Insider trading -- Broker-dealer regulation -- Corporate control acquisitions and contests -- Securities law enforcement -- The role of counsel -- Selected topics in securities regulation.
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