Hazen, Thomas Lee,  1947- <br/><br/>
Securities regulation in a nutshell  / 
by Thomas Lee Hazen and David L. Ratner. 
 - 9th ed. 
 - St. Paul, MN :  Thomson/West,  c2006. 
 - 353 p. ;  19 cm. 
 - West nutshell series .
 - Nutshell series. .
<br/><br/> Includes index. 
<br/><br/>Introduction -- Regulation of public offerings -- Regulation of publicly-held companies -- Antifraud provisions -- Regulation of the securities business --         Regulation of investment companies -- Sanctions for violations -- Civil liabilities -- Extraterritorial application -- State regulation. 
<br/><br/><label>ISBN: </label>9780314172433 (pbk. : alk. paper) 0314172432 (pbk. : alk. paper) 
<br/><br/><label>LCCN: </label>2006287164 
<br/><br/><label>Subjects--Topical Terms: </label><br/>Securities--United States.
<br/><br/><label>LC Class. No.: </label>KF 1440  / R429s 2006 
<br/><br/><label>Dewey Class. No.: </label>346.730922