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Securities regulation in a nutshell / by Thomas Lee Hazen and David L. Ratner.

By: Contributor(s): Material type: TextTextSeries: Nutshell seriesPublication details: St. Paul, MN : Thomson/West, c2006.Edition: 9th edDescription: 353 p. ; 19 cmISBN:
  • 9780314172433 (pbk. : alk. paper)
  • 0314172432 (pbk. : alk. paper)
Subject(s): DDC classification:
  • 346.730922 22
LOC classification:
  • KF 1440 R429s 2006
Contents:
Introduction -- Regulation of public offerings -- Regulation of publicly-held companies -- Antifraud provisions -- Regulation of the securities business -- Regulation of investment companies -- Sanctions for violations -- Civil liabilities -- Extraterritorial application -- State regulation.
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Holdings
Item type Current library Home library Collection Shelving location Call number Vol info Copy number Status Barcode
Libro Libro Biblioteca Juan Bosch Biblioteca Juan Bosch Ciencias Sociales Ciencias Sociales (3er. Piso) KF 1440 R429s 2006 (Browse shelf(Opens below)) 1 1 Available 00000067344

Includes index.

Introduction -- Regulation of public offerings -- Regulation of publicly-held companies -- Antifraud provisions -- Regulation of the securities business -- Regulation of investment companies -- Sanctions for violations -- Civil liabilities -- Extraterritorial application -- State regulation.

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