Securities regulation in a nutshell / by Thomas Lee Hazen and David L. Ratner.
Material type:
TextSeries: Nutshell seriesPublication details: St. Paul, MN : Thomson/West, c2006.Edition: 9th edDescription: 353 p. ; 19 cmISBN: - 9780314172433 (pbk. : alk. paper)
- 0314172432 (pbk. : alk. paper)
- 346.730922 22
- KF 1440 R429s 2006
| Item type | Current library | Home library | Collection | Shelving location | Call number | Vol info | Copy number | Status | Barcode | |
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Biblioteca Juan Bosch | Biblioteca Juan Bosch | Ciencias Sociales | Ciencias Sociales (3er. Piso) | KF 1440 R429s 2006 (Browse shelf(Opens below)) | 1 | 1 | Available | 00000067344 |
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| KF 1439 C877s 2009 Securities regulation : cases and materials / | KF 1440 P179s 2002 Securities regulation : examples and explanations / | KF 1440 P179s 2008 Securities regulation : examples & explanations / | KF 1440 R429s 2006 Securities regulation in a nutshell / | KF 1440 S313g 2008 Securities regulation / | KF 1440 S819u 2007 Understanding securities law / | KF 1449 P665s 2008 SEC disclosures checklists 2008 : including financial statement, MD&A, and Sarbanes-Oxley checklists / |
Includes index.
Introduction -- Regulation of public offerings -- Regulation of publicly-held companies -- Antifraud provisions -- Regulation of the securities business -- Regulation of investment companies -- Sanctions for violations -- Civil liabilities -- Extraterritorial application -- State regulation.
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